With the coming into force of the Art. 15 a of the Securities Trading Act (Finanzmarktförderungsgesetz) on July 1, 2002, the members of the Executive Board and Supervisory Board of SINGULUS TECHNOLOGIES AG are obligated to disclose the purchase or sale of own shares under Art. 15 a of the Securities Trading Act (Wertpapierhandelsgesetz). Para. 6.6 of the German Corporate Governance Code also contains a recommendation on the disclosure of such securities transactions.
In addition to the direct purchase or sale of SINGULUS shares, other securities transactions relating to SINGULUS shares must also be disclosed.
Securities dealings by spouses, registered life partners or close relatives are also subject to disclosure.
Outstanding shares with a nominal value of € 1 as of March 4, 2010:
41,050,111
Shareholdings as of March 31, 2010, shares with a nominal value of € 1:
|
| VVG Familie Roland Lacher KG | 594,472 shares |
| Dr.-Ing. Anton Pawlakowitsch, Member of the Board | 6,000 shares |
| Dr.-Ing. Wolfhard Leichnitz | 10,000 shares |
| Günter Bachmann | 15,000 shares |
| |
| |
Granted stock options (€ 1 nominal value) through convertible and stock options as of March 31, 2010:
|
| Dr.-Ing. Anton Pawlakowitsch, Member of the Board | 80,000 shares |
| |
Notification concerning transactions by persons performing managerial responsibilities pursuant to section 15a of the WpHG
| January 13, 2010 | Details of the person subject to the disclosure requirement: | Günter Bachmann,
Aufsichtratsmitglied
|
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 5000 |
| Average Price: | 4.13 |
| Currency: | Euro |
| Total amount traded: | 20650 |
| Place: | Düsseldorf |
| December 11, 2009 | Details of the person subject to the disclosure requirement: | Günter Bachmann,
Aufsichtratsmitglied
|
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 8000 |
| Average Price: | 2.84 |
| Currency: | Euro |
| Total amount traded: | 22720 |
| Place: | Düsseldorf |
| December 18, 2008 | Details of the person subject to the disclosure requirement: | Stangl Beteiligungs GmbH
|
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 825,364 |
| Average Price: | 2.55 |
| Currency: | Euro |
| Total amount traded: | 2104678.20 |
| Place: | off-market |
| December 18, 2008 | Details of the person subject to the disclosure requirement: | Hans-Jürgen Stangl
|
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 825,364 |
| Average Price: | 2.55 |
| Currency: | Euro |
| Total amount traded: | 2104678.20 |
| Place: | off-market |
| November 21, 2008 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CEO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main
|
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 2,000 |
| Average Price: | 2.50 |
| Currency: | Euro |
| Total amount traded: | 5,000.00 |
| Place: | Frankfurt |
| October 27, 2008 | Details of the person subject to the disclosure requirement: | VVG Familie Roland Lacher KG |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 252,722 |
| Average Price: | 2.71 |
| Currency: | Euro |
| Total amount traded: | 684,876.62 |
| Place: | Frankfurt |
| October 27, 2008 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 252,722 |
| Average Price: | 2.71 |
| Currency: | Euro |
| Total amount traded: | 684,876.62 |
| Place: | Frankfurt |
| October 15, 2008 | Details of the person subject to the disclosure requirement: | Anton Pawlakowitsch, Member of the Board, CTO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 1,000 |
| Average Price: | 3.16 |
| Currency: | Euro |
| Total amount traded: | 3,160.00 |
| Place: | Frankfurt |
| October 14, 2008 | Details of the person subject to the disclosure requirement: | Anton Pawlakowitsch, Member of the Boardm, CTO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 1,000 |
| Average Price: | 3.56 |
| Currency: | Euro |
| Total amount traded: | 3,560.00 |
| Place: | Frankfurt |
| August 26, 2008 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CEO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 1,500 |
| Average Price: | 6.15 |
| Currency: | Euro |
| Total amount traded: | 9,319.85 |
| Place: | Frankfurt |
| August 14, 2008 | Details of the person subject to the disclosure requirement: | VVG Familie Roland Lacher KG |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 200,000 |
| Average Price: | 5.86 |
| Currency: | Euro |
| Total amount traded: | 1,172,355.00 |
| Place: | Frankfurt |
| August 6, 2008 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CEO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 1,000 |
| Average Price: | 5.71 |
| Currency: | Euro |
| Total amount traded: | 5,710.00 |
| Place: | Frankfurt |
| August 6, 2008 | Details of the person subject to the disclosure requirement: | Anton Pawlakowitsch, Member of the Board, CTO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 1,500 |
| Average Price: | 5.90 |
| Currency: | Euro |
| Total amount traded: | 8,850.00 |
| Place: | Frankfurt |
| April 1, 2008 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CEO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 2,000 |
| Average Price: | 10.55 |
| Currency: | Euro |
| Total amount traded: | 21,100.00 |
| Place: | Frankfurt |
| September 17, 2007 | Details of the person subject to the disclosure requirement: | William Slee, Board of directors |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 20,000 |
| Average Price: | 8.69625 |
| Currency: | Euro |
| Total amount traded: | 173,925.00 |
| Place: | Frankfurt (xetra) |
| August 1, 2007 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CEO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 2,000 |
| Average Price: | 8.80 |
| Currency: | Euro |
| Total amount traded: | 17,594.67 |
| Place: | Frankfurt |
| August 1, 2007 | Details of the person subject to the disclosure requirement: | Dr.-Ing. Anton Pawlakowitsch, Member of the Board |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 2,500 |
| Price: | 8.77 |
| Currency: | Euro |
| Total amount traded: | 21,925 |
| Place: | Frankfurt |
| February 1, 2007 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 3,689 |
| Price: | 12.50 |
| Currency: | Euro |
| Total amount traded: | 46,112.50 |
| Place: | Frankfurt |
| June 20, 2006 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CFO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Convertible Bonds |
| WKN-Nr.: | 420579 |
| ISIN-Nr.: | XF0004205799 |
| Details of the transaction | |
| No of items: | 40,000 |
| Price: | 1.00 |
| Currency: | Euro |
| Total amount traded: | 40,000 |
| Place: | off-market |
| May 11, 2006 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 200,000 |
| Price: | 13.136 |
| Currency: | Euro |
| Total amount traded: | 2,627,200 |
| Place: | Frankfurt |
| April 7, 2006 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CFO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 1,000 |
| Price: | 13.07 |
| Currency: | Euro |
| Total amount traded: | 13,070 |
| Place: | Frankfurt |
| February 28, 2006 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CFO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 1,400 |
| Price: | 16.50 |
| Currency: | Euro |
| Total amount traded: | 23,100.40 |
| Place: | Frankfurt |
| February 10, 2006 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 200,000 |
| Price: | 16.65 |
| Currency: | Euro |
| Total amount traded: | 3,330,000 |
| Place: | Frankfurt |
| December 19, 2005 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 46,000 |
| Price: | 14.39 |
| Currency: | Euro |
| Total amount traded: | 661,940 |
| Place: | Frankfurt |
| December 16, 2005 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH
|
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 154,000 |
| Price: | 14.22 |
| Currency: | Euro |
| Total amount traded: | 2,189,880 |
| Place: | Frankfurt |
| December 9, 2005 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CFO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 600 |
| Price: | 14.02 |
| Currency: | Euro |
| Total amount traded: | 8,412 |
| Place: | Frankfurt |
| December 9, 2005 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH
|
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 200,000 |
| Price: | 14.12 |
| Currency: | Euro |
| Total amount traded: | 2,824,000 |
| Place: | Frankfurt |
| November 24, 2005 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CFO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 800 |
| Price: | 13.145 |
| Currency: | Euro |
| Total amount traded: | 10,516 |
| Place: | Frankfurt |
| November 18, 2005 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH
|
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 200,000 |
| Price: | 12.66 |
| Currency: | Euro |
| Total amount traded: | 2,532,125 |
| Place: | Frankfurt |
| August 12, 2005 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH
|
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 19,000 |
| Price: | 11.04 |
| Currency: | Euro |
| Total amount traded: | 209,760 |
| Place: | Frankfurt |
| August 11, 2005 | Details of the person subject to the disclosure requirement: | Familie Roland Lacher Vermögensverwaltung GmbH
|
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Sale of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 81,000 |
| Price: | 11.33 |
| Currency: | Euro |
| Total amount traded: | 917,730 |
| Place: | Frankfurt |
| August 9, 2005 | Details of the person subject to the disclosure requirement: | Stefan A. Baustert, CFO |
| Issuer subject to the publication requirement: | SINGULUS TECHNOLOGIES AG
Hanauer Landstrasse 103, 63796 Kahl am Main |
| Type of transaction: | Purchase of Shares |
| WKN-Nr.: | 723890 |
| ISIN-Nr.: | DE0007238909 |
| Details of the transaction | |
| No of items: | 1,000 |
| Price: | 11.07 |
| Currency: | Euro |
| Total amount traded: | 11,070 |
| Place: | Frankfurt |
| November 30, 2004 | Change of Convertible Bonds |
| VVG Roland Lacher GbR |
| 12,150 Stock Options at 1 Euro |
| August 20, 2004 | Purchase of Convertible Bonds |
| Stefan A. Baustert, CFO |
| 80,000 Convertible Bonds at 1 Euro |
| June 18, 2004 | Purchase of Convertible Bonds |
| Dr. Reinhard Wollermann-Windgasse, Member of Board |
| 60,000 Convertible Bonds at 1 Euro |
| May 20, 2004 | Change of Convertible Bonds |
| VVG Roland Lacher GbR |
| 12,150 Stock Options at 1 Euro |
| November 30, 2003 | Change of Convertible Bonds |
| VVG Roland Lacher GbR |
| 12,150 Stock Options at 1 Euro |
| September 12, 2003 | Purchase of Convertible Bonds |
| Dr. Reinhard Wollermann-Windgasse, Member of Board |
| 60,000 Convertible Bonds at 1 Euro |
| May 31, 2003 | Purchase of Convertible Bonds |
| Stefan A. Baustert, CFO |
| 80,000 Convertible Bonds at 1 Euro |
